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DOL Release Warns About Cryptocurrency in 401(k) Plans

The Department of Labor (DOL) recently issued a Release that warns about cryptocurrency use in 401(k) plans. The Release raises a number of concerns, including troubling implications for fiduciary duties with respect to...more

Private Equity in 401(k) Plans – A Trillion Dollar Opportunity?

Private equity sponsors and other managers of private market investments, including private real estate, infrastructure, and credit (together, Private Market Investments), have long cast their eyes upon the 401(k) plan...more

6/18/2020  /  401k , Investment , Private Equity

Regulatory Updates: 2019 New York Investment Management Conference

TOPICS - - Distribution Through Consulting/OCIO Firms - Socially Responsible/ESG Investing - Multiple Employer Plans (MEPs) ...more

The Department of Labor’s Fiduciary Rule – Three Issues for Retirement Plan Sponsors

The DOL’s fiduciary rule re-defines when a party is acting as a “fiduciary” under ERISA as a result of providing investment advice to a retirement plan and has the effect of greatly expanding the types of services that are...more

DOL Finalizes The ERISA Fiduciary Regulation -- What It Means For Your Business

In the face of controversy and following thousands of comments from market participants and lawmakers, the Department of Labor (“DOL”) has finalized sweeping changes to the definition of “fiduciary” under the Employee...more

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