Ryan Swan

Ryan Swan

Paul Hastings LLP

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SEC Updates Marketing Rule and Form PF FAQs in Short Succession

On March 19, the SEC issued updates to its FAQs regarding compliance with Rule 206(4)-1 of the Advisers Act (the Marketing Rule) addressing (i) when gross and net performance are required for certain “extracted” performance,...more

4/7/2025  /  Disclosure Requirements , Form PF , Investment Advisers Act of 1940 , Investment Funds , Investment Management , Marketing , Private Funds , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC)
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