Scott Ferber

Scott Ferber

King & Spalding

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SEC Returns Spotlight to Cybersecurity Disclosure Enforcement

On June 15, the Securities and Exchange Commission announced a settlement with First American Financial Corporation for what the SEC found were inadequate disclosure controls and procedural violations, revealed in connection...more

7/15/2021  /  Broker-Dealer , Cybersecurity , Disclosure Requirements , Enforcement Actions , Investment Adviser , Popular , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation , Vulnerability Assessments
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