Scott McGinness

Scott McGinness

Miller & Martin PLLC

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SEC Adopts Private Fund Adviser Reforms

On August 23, 2023, the Securities and Exchange Commission (the “SEC”) adopted new rules and rule amendments (collectively, the “Rules”) under the Investment Advisers Act of 1940, as amended (the “Investment Advisers Act”)...more

9/18/2023  /  Best Interest Standard , Broker-Dealer , Investment Adviser , Investment Advisers Act of 1940 , New Rules , Retail Investors , Securities and Exchange Commission (SEC)
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