Scott Webster

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ERISA Fiduciary Rule Impact on Unregistered Investment Funds

ERISA imposes stringent conduct standards (and potential liability) on any person who acts as a “fiduciary,” a term that includes a person who renders “investment advice” to an ERISA plan or an IRA. The DOL has issued a...more

6/8/2017 / Department of Labor (DOL) , Employee Retirement Income Security Act (ERISA) , Fiduciary Rule , Individual Retirement Account (IRA) , Investment Adviser , Investment Funds

DOL Fiduciary Rule: 60-day Delay to the Applicability Date Finalized

The delay came in response to the Presidential Memorandum issued on February 3, 2017, regarding the Fiduciary Rule. The Presidential Memorandum directed the DOL to conduct an updated impact assessment on whether the Rule “may...more

4/11/2017 / Delays , Department of Labor (DOL) , Employee Retirement Income Security Act (ERISA) , Fiduciary Rule , Presidential Memorandum , Retirement Plan , Trump Administration

DOL Fiduciary Rule: Proposed Delay to the Applicability Date

The DOL’s proposal comes in response to the Presidential Memorandum issued on February 3, 2017, regarding the Fiduciary Rule. The Presidential Memorandum directed the DOL to conduct an updated impact assessment on whether the...more

3/3/2017 / Delays , Department of Labor (DOL) , Employee Retirement Income Security Act (ERISA) , Fiduciary Rule , Investors , Presidential Memorandum , Retirement Plan , Trump Administration

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