Sean Geercken

Sean Geercken

Katten Muchin Rosenman LLP

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SEC Issues Updated "Names Rule" FAQ

On January 8, 2025, the Securities and Exchange Commission's (SEC) Division of Investment Management (Division) issued responses to certain frequently asked questions (FAQ) to the SEC's 2023 adoption of amendments...more

2/6/2025  /  Disclosure Requirements , Financial Services Industry , Investment Company Act of 1940 , Investment Funds , Investment Management , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation
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