Stacy Louizos

Blank Rome LLP

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Latest Posts › Coronavirus/COVID-19

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Regulatory Update and Recent SEC Actions - July 2020

COVID-19 RELATED REGULATORY UPDATES - SEC Provides Temporary, Conditional Relief for BDCs Making Investments in Small and Medium-Sized Businesses...more

7/24/2020 / Broker-Dealer , Business Development Companies , Coronavirus/COVID-19 , Securities and Exchange Commission (SEC) , Virtual Meetings

Regulatory Update and Recent SEC Actions (Updated)

COVID-19 RELATED REGULATORY UPDATES - SEC Emphasizes the Importance of Delivering Timely and Material Information to Investment Company Investors...more

4/17/2020 / Board Meetings , Coronavirus/COVID-19 , Investment Companies , Investors , Securities and Exchange Commission (SEC) , Shareholder Meetings

SEC Eases In-Person Board Meeting and Other Filing And Delivery Requirements For Funds And Advisers In Response To Coronavirus...

As the coronavirus (“COVID-19”) continues to impact this country and all countries across the globe, businesses in every industry, including the investment company industry, must adapt to the quarantining and other...more

3/18/2020 / Board Meetings , Coronavirus/COVID-19 , Infectious Diseases , Securities and Exchange Commission (SEC) , Shareholder Meetings

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