Stacy Fuller

Stacy Fuller

K&L Gates LLP

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At the End of the Rainbow: A Custom Basket?

For several years now, the Securities and Exchange Commission (“SEC”) has placed strict limitations on the composition of exchange-traded fund (“ETF”) creation and redemption “baskets.” Creation and redemption baskets are,...more

10/6/2017  /  ETFs , Exchange-Traded Products , Exemptive Relief , Investment Company Act of 1940 , Popular , Securities and Exchange Commission (SEC)
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