ORGANIZING A REGISTERED FUND -
Time and Responsibility Schedule -
- Decide form and content early
- Allow appropriate review time
- Reviewers include:
- Internal Personnel
- Portfolio Managers
- Legal/Compliance
-...more
For several years now, the Securities and Exchange Commission (“SEC”) has placed strict limitations on the composition of exchange-traded fund (“ETF”) creation and redemption “baskets.” Creation and redemption baskets are,...more