As we approach 2025, we want to remind registrants about several new rules that will impact disclosure for the 2024 Form 10-K and 2025 proxy season, note the 2025 deadlines for filings with the Securities and Exchange...more
12/10/2024
/ Artificial Intelligence ,
Cybersecurity ,
Disclosure Requirements ,
EDGAR ,
Equity Grants ,
Filing Deadlines ,
Form 10-K ,
Form 10-Q ,
Insider Trading ,
Misleading Statements ,
MNPI ,
Proxy Season ,
Proxy Statements ,
Regulation S-K ,
Securities and Exchange Commission (SEC) ,
Smaller Reporting Companies ,
Suspicious Activity Reports (SARs) ,
XBRL Filing Requirements
As the calendar year flips over to 2024, we want to remind registrants about several new rules that will impact disclosure for the 2023 Form 10-K and 2024 proxy season, update the status of some pending Securities and...more
1/9/2024
/ Clawbacks ,
Cyber Threats ,
Cybersecurity ,
Disclosure Requirements ,
Environmental Social & Governance (ESG) ,
Executive Compensation ,
Foreign Private Issuers ,
Form 10-K ,
Greenhouse Gas Emissions ,
Human Capital ,
Insider Trading ,
Interest Rates ,
Nasdaq ,
Pay-for-Performance ,
Proxy Season ,
Regulation S-K ,
Securities and Exchange Commission (SEC)
On December 14, 2022, the Securities and Exchange Commission (SEC) adopted several amendments and new disclosure requirements to address what it viewed as potentially abusive practices associated with Rule 10b5-1 plans,...more
7/24/2023
/ 10b5-1 Plans ,
Cooling-Off Rule ,
Directors ,
Disclosure Requirements ,
Gifts ,
Global Code of Ethics ,
Insider Trading ,
New Amendments ,
Proxy Statements ,
Regulation S-K ,
Repurchases ,
Securities and Exchange Commission (SEC) ,
Stock Repurchases