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D.C. Circuit: No FCA Liability for Unassessed Regulatory Penalties

Kasowitz decision precludes use of the False Claims Act to usurp regulators’ role and collect bounties for never-adjudicated violations. The United States Court of Appeals for the D.C. Circuit issued a decision in United...more

Compensation in the 2018 Proxy Season: Recent Shakeups Create New Challenges

When designing 2018 compensation plans and proxy disclosure, companies should focus on implications of recent developments, as well as enduring compensation considerations. 2018 brings significant changes to the executive...more

Reminder: Employers Must Quickly Report ISO and ESPP Transactions

Deadlines are approaching for employers to report 2017 employee exercises of incentive stock options and employee stock purchase plan purchases. Corporations who offer incentive stock options (ISOs) or maintain a...more

The Impact of Pending Tax Reform on Executive Compensation: The Need for Deductive Reasoning

Proposed US tax reform may impact the deductibility of executive compensation programs and companies should evaluate any potential tax planning opportunities in 2017 and the impact of the proposed changes going...more

CFTC Releases New Enforcement Cooperation Guidelines

The agency’s updated advisory for companies and first-ever guidance for individuals shed additional light on its approach for recognizing cooperation. On January 19, 2017, the Division of Enforcement (Division) of the...more

What to Do When You Are Served With a Search Warrant

Most business executives and officers lack the training and preparation to deal effectively with a search warrant. State and federal law enforcement agencies continue to increase their investigation and prosecution of...more

Brazilian Anti-Corruption Law: 7 Implications and Challenges for Companies Doing Business in Brazil

Brazil’s impending enforcement of its new global anti-corruption law underscores the importance of internal anti-corruption compliance programs. Brazil’s landmark anti-corruption statute will take effect 29 January...more

What To Do When You Are Served With a Search Warrant

In recent years, state and federal law enforcement agencies continue to increase their investigation and prosecution of white collar crime, particularly relating to the securities and healthcare industries. The search warrant...more

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