During a September 10, 2015 conference at New York University, Deputy Attorney General (DAG) Sally Quillian Yates announced new Department of Justice (DOJ or the Department) policy that could significantly affect the way that...more
9/16/2015
/ Attorney-Client Privilege ,
C-Suite Executives ,
Cooperation ,
Corporate Veil ,
Department of Justice (DOJ) ,
Government Investigations ,
Individual Accountability ,
Internal Investigations ,
Personal Liability ,
Policy Statement ,
Professional Misconduct ,
Settlement ,
Statute of Limitations ,
Upjohn Warnings ,
White Collar Crimes ,
Work-Product Doctrine
It’s been open season on financial institutions since the 2008-2009 financial crisis (“Financial Crisis”). State and federal prosecutors and regulators are competing with each other for press coverage of their latest consent...more
7/15/2014
/ Banking Crisis ,
Banking Sector ,
C-Suite Executives ,
Civil Monetary Penalty ,
Consent Order ,
Consumer Financial Protection Bureau (CFPB) ,
Corporate Officers ,
D&O Insurance ,
Department of Justice (DOJ) ,
Directors ,
FDIC ,
Financial Conduct Authority (FCA) ,
FinCEN ,
FIRREA ,
Individual Accountability ,
Judge Rakoff ,
Legislative Agendas ,
Liability Insurance ,
Personal Liability