Steven Sparling

Steven Sparling

Herbert Smith Freehills Kramer

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SEC Proposes Data Breach Notification and Incident Response Requirements

On March 15, 2023, the Securities and Exchange Commission (SEC) proposed three rule changes that demonstrate its continued focus on cybersecurity. One of these proposals, and the only one to be unanimously approved (the...more

3/22/2023  /  Broker-Dealer , Cybersecurity , Data Breach , Data Protection , Incident Response Plans , Investment Adviser , Popular , Regulation S-P , Securities and Exchange Commission (SEC)
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