COVID-19: DISCLOSURE AND CAPITAL MARKETS CONSIDERATIONS FOR US LISTED PUBLIC COMPANIES -
The outbreak and continuing spread of the novel coronavirus (“COVID-19”) and the related disruption to the worldwide economy are...more
This newsletter provides a snapshot of the principal U.S. and selected international governance and securities law developments during the first quarter of 2018 that may be of interest to Latin American corporations and...more
5/31/2018
/ Climate Change ,
Corporate Governance ,
Cybersecurity ,
EU ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
London Stock Exchange ,
Nasdaq ,
PCAOB ,
Securities and Exchange Commission (SEC) ,
Securities Litigation ,
UK
This newsletter provides a snapshot of the principal U.S. and selected international governance and securities law developments during the fourth quarter of 2017 that may be of interest to Latin American corporations and...more
3/5/2018
/ Corporate Governance ,
Cryptocurrency ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
Foreign Corrupt Practices Act (FCPA) ,
Hong Kong Securities and Futures Commission (HKSFC) ,
Initial Coin Offering (ICOs) ,
MiFID II ,
Nasdaq ,
NYSE ,
PCAOB ,
Prospectus Regulation (PR3) ,
Securities Litigation ,
UK
This newsletter provides a snapshot of the principal US and selected international governance and securities law developments during the second quarter of 2017 that may be of interest to Latin American corporations.
...more
8/9/2017
/ Capital Markets Union ,
CONSOB ,
Corporate Governance ,
EU Market Abuse Regulation (EU MAR) ,
JOBS Act ,
Kokesh v SEC ,
Listing Standards ,
Non-GAAP Financial Measures ,
Person with Significant Control (PSC Register) ,
Reporting Requirements ,
Securities Litigation
This newsletter provides a snapshot of the principal US and selected international governance and securities law developments during the fourth quarter of 2016 that may be of interest to Latin American corporations and...more
In this issue:
- SEC and NYSE Developments
- Noteworthy US Securities Law Litigation
- Recent SEC/DOJ Enforcement Matters
- Executive Compensation & Employee Benefits Developments
-...more
2/5/2015
/ Department of Justice (DOJ) ,
Diversity ,
Employee Benefits ,
Enforcement Actions ,
EU Directive ,
European Securities and Markets Authority (ESMA) ,
Executive Compensation ,
Latin America ,
MiFID ,
NYSE ,
Securities and Exchange Commission (SEC) ,
Securities Litigation ,
Technical Standards