Sudeep Simkhada

Sudeep Simkhada

Dorsey & Whitney LLP

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Rule 506(c) Update: SEC Issues No-Action Letter Allowing Self-Certification of Accredited Investor Status in Certain Circumstances

On March 12, 2025, the staff at the Securities and Exchange Commission (SEC) Division of Corporate Finance issued a no-action letter in response to a request for Rule 506(c) interpretative guidance, agreeing that an issuer...more

3/21/2025  /  Accredited Investors , Capital Markets , Investment , No-Action Letters , Private Equity , Regulation D , Rule 506(c) , Securities and Exchange Commission (SEC) , Securities Regulation , Verification Requirements
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