On March 27, 2019, the Supreme Court decided Lorenzo v. SEC, No. 17-1077, holding that a defendant who disseminates false or misleading statements to potential investors with the intent to defraud can violate Securities and...more
3/28/2019
/ Appeals ,
Enforcement Actions ,
False Statements ,
Fines ,
Intent to Defraud ,
Investment Banks ,
Lorenzo v SEC ,
Material Dissemination ,
Misleading Statements ,
Reaffirmation ,
Rule 10b-5 ,
SCOTUS ,
Securities and Exchange Commission (SEC) ,
Securities Violations ,
Suspensions