Thomas Molner

Kramer Levin Naftalis & Frankel LLP

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SEC Secures Jury Verdict in Shadow Insider Trading Trial

On April 5, 2024, a federal jury in San Francisco returned a verdict in favor of the Securities and Exchange Commission (SEC) in Securities and Exchange Commission v. Panuwat. The jury found that a corporate executive had...more

4/19/2024 / Insider Trading , Material Nonpublic Information , Popular , Rule 10b-5 , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Fraud , Securities Violations

SEC Rejects Rule 10b5-1 Defense in Enforcement Action Against Cheetah Mobile Executives

On Sept. 21, 2022, the Securities and Exchange Commission (SEC) announced that it brought an enforcement action against two executives of Cheetah Mobile, a publicly traded Chinese app developer, for selling the company’s...more

9/26/2022 / 10b5-1 Plans , Enforcement Actions , Insider Trading , Material Nonpublic Information , Securities and Exchange Commission (SEC) , Securities Fraud , Securities Litigation

District Court Denies Motion to Dismiss SEC’s First ‘Shadow Trading’ Complaint

Judge William H. Orrick of the Northern District of California recently denied a motion to dismiss the Securities and Exchange Commission’s (SEC’s) first insider trading case charging a defendant with “shadow trading.” The...more

1/25/2022 / Corporate Governance , Due Process , Failure To State A Claim , Insider Trading , Material Nonpublic Information , Motion to Dismiss , Securities and Exchange Commission (SEC) , Securities Fraud

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