Thomas Quinn

Thomas Quinn

Jenner & Block

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Client Alert: CFTC Updates Enforcement Guidance Regarding Monetary Penalties, Third-Party Monitorships, and Admissions of...

In October 2023, the Division of Enforcement of the Commodity Futures Trading Commission (“CFTC” or the “Commission”) issued an Enforcement Advisory clarifying the Commission’s approach to negotiated resolutions of...more

11/3/2023  /  CFTC , Civil Monetary Penalty , Commodity Exchange Act (CEA) , Enforcement Actions , Financial Services Industry , New Guidance , Securities Regulation
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