Tiffany Rowe

Tiffany Rowe

Morrison & Foerster LLP

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PCAOB Issues Guidance to Auditors of Broker-Dealers

On June 24, 2014, the Public Company Accounting Oversight Board (PCAOB) released staff guidance to help auditors of brokers and dealers registered with the Securities and Exchange Commission (SEC) plan and perform audits in...more

7/15/2014  /  Audits , Broker-Dealer , Compliance , Dodd-Frank , PCAOB , Securities and Exchange Commission (SEC)
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