The Securities and Exchange Commission (SEC) recently announced enforcement actions against 71 municipal issuers of bonds in connection with the Municipalities Continuing Disclosure Cooperation (MCDC) Initiative. The...more
9/1/2016
/ Cease and Desist ,
Civil Monetary Penalty ,
Enforcement Actions ,
Material Misstatements ,
MCDC ,
Municipal Bonds ,
Municipal Securities Issuers ,
Municipalities ,
Public Sector ,
Rule 15c2-12 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Settlement Agreements ,
Underwriting
The Securities and Exchange Commission ("SEC") recently announced that it has charged the City of Harrisburg with violations of various anti-fraud provisions of federal securities laws in connection with the resource recovery...more