Timothy Nagy

Timothy Nagy

Mayer Brown

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SEC Adopts Amendments to Regulation S-P

On May 15, 2024, the U.S. Securities and Exchange Commission (“SEC”) adopted amendments (the “Amendments”) to Regulation S-P under the Securities Exchange Act of 1934 (the “Exchange Act”), which governs the treatment of...more

5/21/2024  /  Broker-Dealer , Cybersecurity , Data Protection , Investment Adviser , Regulation S-P , Regulatory Requirements , Safeguards Rule , Securities and Exchange Commission (SEC) , Securities Regulation
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