Twane Harris

Twane Harris

WilmerHale

Contact
View Bio
RSS

Latest Posts › Reporting Requirements

Share:

The SEC's Security-Based Swap Recordkeeping and Reporting Rules

On September 19, 2019, the Securities and Exchange Commission (SEC or Commission) adopted new rules and amendments establishing recordkeeping and reporting requirements for security-based swap dealers (SBSDs), major...more

2/13/2020  /  Broker-Dealer , CFTC , Market Participants , Recordkeeping Requirements , Reporting Requirements , Securities and Exchange Commission (SEC) , Security-Based Swaps , Swap Dealers , Swaps
1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide