On February 16, 2021, the SEC filed a litigated civil complaint in the Southern District of New York against Morningstar Credit Ratings LLC, a former Nationally Recognized Statistical Rating Organization (“NRSRO”) alleging...more
3/18/2021
/ Civil Monetary Penalty ,
CMBS ,
Credit Ratings ,
Disclosure Requirements ,
Disgorgement ,
Enforcement Actions ,
Injunctive Relief ,
Internal Controls ,
NRSRO ,
Policies and Procedures ,
Rating Agencies ,
Securities and Exchange Commission (SEC)