In this issue:
- CFTC Issues Interpretation of “Actual Delivery”
- SEC Requires Admission of Wrongdoing as Part of Settlement
- SEC Accuses Investment Adviser of Misrepresenting Its Algorithmic Trading Capacity
- IRS Will Recognize All Marriages of Same-Sex Couples if Valid Where Performed
- Excerpt from: SEC Requires Admission of Wrongdoing as Part of Settlement
Reversing its longstanding policy, the Securities and Exchange Commission recently required hedge-fund adviser Philip Falcone and his firm Harbinger Capital Partners LLC (Harbinger) to admit multiple acts of misconduct in order to settle two enforcement actions filed last year.
Please see full publication below for more information.
