News & Analysis as of

Harbinger Capital Partners LLC

BakerHostetler

A Further Harbinger on the Application of SLUSA

BakerHostetler on

On March 30, 2015, the U.S. District Court for the Southern District of New York dismissed claims in a putative class action against New York-based hedge fund manager Philip A. Falcone (“Falcone”), his advisory firm Harbinger...more

Proskauer - Whistleblower Defense

SEC Denies Whistleblower Award Claim for Harbinger-Falcone Recovery

As recently reported by Ed Benson of Law 360, on July 4th, 2014, the United States Securities and Exchange Commission (the “SEC” or “Commission”) issued a final order that denied a whistleblower award claim on the $18 million...more

Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - August 30, 2013

In this issue: - CFTC Issues Interpretation of “Actual Delivery” - SEC Requires Admission of Wrongdoing as Part of Settlement - SEC Accuses Investment Adviser of Misrepresenting Its Algorithmic Trading Capacity...more

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