May 3, 2021

Corporate & Financial Weekly Digest, Featuring Articles on the SEC's Efforts to Help Underrepresented Business Founders and Investors, and the FCA Continues to Make ESG a Priority

Carolyn Jackson, Nathaniel Lalone, Susan Light, Neil Robson, Jack West

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BROKER-DEALER -

SEC Small Business Capital Formation Advisory Committee to Discuss Opportunities for Underrepresented Founders and Investors -

On April 26, the Securities and Exchange Commission announced that its Small Business Capital Formation Advisory Committee (Committee) will meet on Friday, April 30, to discuss solutions to increase access to capital for underrepresented founders and investors from smaller, regional funds. The meeting will include a presentation from the Office of the Advocate for Small Business Capital Formation analyzing access to capital across demographic groups and geographies. The Committee will then deliberate on potential recommendations to improve equitable access to capital.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.