In this issue:
- Delaware Amends Its Corporate Law to Prohibit Fee-Shifting, Approve Exclusive Forum Provisions and Facilitate At-The-Market Offerings
- SEC Division of Corporation Finance Issues New C&DIs Relating to New "Regulation A+"
- CFTC's Division of Market Oversight Issues Updated Guidebook for Part 20 Reports
- CFTC's Division of Market Oversight to Hold Public Roundtable Regarding Made Available To Trade Determinations
- FIA Market Technology Division Releases Recommendations to Prepare for Leap Second Event
- Massachusetts Federal Jury Convicts Amateur Golfer for Insider Trading
- Final Rules Concerning the Restrictions Imposed On the Retail Distribution of CoCos and Other Regulatory Capital Instruments
- UK FCA Publishes Latest "Market Watch" Newsletter
- Excerpt from CFTC’s Division of Market Oversight Issues Updated Guidebook for Part 20 Reports:
The Commodity Futures Trading Commission’s Division of Market Oversight has issued an updated Guidebook and Appendices for reports to the CFTC under Part 20 of its regulations, which require large trader reports for certain physical commodity swaps.
Please see full publication below for more information.