Corporate & Financial Weekly Digest - Volume X, Issue 24

In This Issue:

- SEC Denies Motion to Stay Regulation A+

- SEC Requests Public Comment on ETPs

- CFTC Further Extends Valuation Data Reporting Relief for SDs and MSPs

- Eleventh Circuit Upholds Wire Fraud Conviction of Defendant Who Did Not Participate in Sending the Fraudulent Representations

- California Brokers Plead Guilty to Insider Trading of Ardea Biosciences, Inc. Stock

- FDIC Proposes New Premium Assessment System for Small Banks

- OCC Revises Residential Real Estate Lending Guidance in Comptroller’s Handbook

- The Theme of Corporate Governance in Alternative Investment Funds Continues to be Debated

- AMF Publishes Reporting Obligations and Position Limits for Derivatives on Agricultural Commodities to Commence July 1

- Excerpt from SEC Requests Public Comment on ETPs:

On June 12, the Securities and Exchange Commission announced that it is seeking public comment in connection with its review of the listing and trading of exchange-traded products (ETPs) on national securities exchanges and retail sales of ETPs by broker-dealers.

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations. Attorney Advertising.

© Katten Muchin Rosenman LLP

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Katten Muchin Rosenman LLP
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