News & Analysis as of

Alternative Investment Funds

Cadwalader, Wickersham & Taft LLP

New Frontiers in Fund Finance: Strategy, Regulation and Liquidity, May 2026 - Central Bank of Ireland Removes Prohibition on Irish...

Ireland is widely recognised as a leading domicile in which to establish investment funds. The most common Irish-regulated fund structures used in fund finance transactions are: (i) Irish collective asset-management vehicles...more

Walkers

Fund Finance: Central Bank of Ireland removes prohibition on third party guarantees & security

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The Central Bank of Ireland (Central Bank) has released an updated version of its AIF Rulebook with a number of enhancements including, in a fund finance context, the removal of the historical regulatory prohibition which...more

K&L Gates LLP

United States: Private Equity Sunshine Act (SB 1319)

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California legislators are advancing the proposed Private Equity Sunshine Act (SB 1319) amending the California Public Records Act to require expanded disclosure by California public investment funds, including state and...more

Morgan Lewis

Annual Continuation Vehicles Report 2026: Perspectives

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In this report, we examine continuation vehicles through three interrelated perspectives: that of the sponsor, structuring and executing the transaction, the lead investor, anchoring the transaction, and the existing...more

K&L Gates LLP

Europe: AIFMD II Transposition: Ireland Reaches a Key Milestone

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Ireland has taken a significant step forward in the implementation of the Alternative Investment Fund Managers Directive II (AIFMD II), with confirmation that the enabling Statutory Instruments have now been signed and are...more

Goodwin

Department of Labor Proposes New Regulatory Safe Harbor for Prudent Selection of Designated Investment Alternatives in...

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On March 30, 2026, the U.S. Department of Labor (DOL) proposed detailed guidance on the prudential selection of designated investment alternatives (DIAs) for participant-directed individual account plans. Central to the...more

Patterson Belknap Webb & Tyler LLP

Department of Labor Proposes New Safe Harbor for Fiduciary Investment Selection in Participant-Directed Retirement Plans

On March 24, 2026, the Department of Labor (the “Department”) published proposed regulations (the “Proposed Regulations”) implementing Section 3(c) of President Trump's Executive Order 14330, titled "Democratizing Access to...more

Carlton Fields

A Safe Harbor in Rough Waters: Department of Labor’s Proposed Regulation on Alternative Assets

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On March 30, 2026, the U.S. Department of Labor (DOL) released a proposed regulation on fiduciary duties in selecting designated investment alternatives. The proposed regulation is in response to President Trump’s August 7,...more

Foster Swift Collins & Smith

Department of Labor Proposes New Rule Expanding Access to Alternative Investments in 401(k) Plans

The U.S. Department of Labor (DOL) has taken a significant step toward reshaping the investment landscape for defined contribution plans. In March 2026, the DOL released a proposed rule addressing the inclusion of alternative...more

Nelson Mullins Riley & Scarborough LLP

DOL Releases Proposed Rule to Clarify ERISA Fiduciary Duties for Alternative Investments in 401(k) Plans

The U.S. Department of Labor (“DOL”) recently published a Notice of Proposed Rulemaking (“NPRM”) titled “Fiduciary Duties in Selecting Designated Investment Alternatives.” The NPRM would pave the way for participant-directed...more

Skadden, Arps, Slate, Meagher & Flom LLP

AIFMD II Roundup: Key Reforms, EU Implementation and the UK Alternative

The second iteration of the AIFMD II introduces new requirements for EU alternative investment funds (AIFs) and their managers (AIFMs). AIFMD II came into force on 15 April 2024, and EU member states are required to transpose...more

Fried Frank

Q1 2026 - European Regulatory Update for Funds

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The first quarter of 2026 saw a steady flow of UK and EU regulatory initiatives and updates, which are relevant to European private fund managers as well as non-European managers marketing or operating in Europe....more

Latham & Watkins LLP

Saudi Arabia Regulator Approves the Establishment of Simplified Investment Funds

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New regulatory framework introduces flexible fund structures with reduced establishment and management costs for institutional investors....more

Vinson & Elkins LLP

Designing Compliance Programs for Today’s Private Fund Advisers

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As private fund advisers move out of Form ADV annual amendment season, the regulatory conversation shifts in a very practical way. The focus moves from what has been disclosed to whether an adviser’s compliance program is...more

DLA Piper

Department of Labor Proposes Regulation On Selecting Investment Options For Individual Account Plans, Including Alternative...

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On March 30, 2026, the United States Department of Labor (DOL) issued a proposed regulation addressing the selection of investment options for participant-directed individual account retirement plans. The proposal outlines...more

Goodwin

OCC Rescinds Recovery Planning Standards and Guidelines

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Welcome to Goodwin’s Financial Services News Roundup. Our newsletter highlights important legal, regulatory, and business developments related to financial services and banking....more

King & Spalding

New Simplified Investment Fund Instructions Take Effect in Saudi Arabia

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On March 2, 2026, the Capital Market Authority (CMA) of Saudi Arabia issued the Instructions of Simplified Investment Funds (the “Instructions”), marking a significant milestone in the Kingdom’s efforts to modernize its asset...more

McGuireWoods LLP

Blackstone Closes New Life Sciences Fund With $6.3 Billion

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Blackstone has announced the closing of its newest life sciences private fund. The fund — Blackstone Life Sciences VI — was oversubscribed and closed at its hard cap of $6.3 billion in commitments....more

Mayer Brown

US Department of Labor Issues Groundbreaking Proposed Rule on Prudence Considerations for 401(K) Plan Investments

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On March 30, 2026, the US Department of Labor (“DOL”) issued the proposed rule, “Fiduciary Duties In Selecting Designated Investment Alternatives,” which outlines how a fiduciary may satisfy its duty of prudence when...more

A&O Shearman

AIFMD2 Implementing Decree: Changes For Credit Funds In Italy

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On March 27, 2026, the legislative decree (the Decree) transposing Directive (EU) 2024/927 (the so-called AIFMD2) was published in the Official Gazette, introducing significant amendments to the Italian Financial Law...more

K&L Gates LLP

United States: 401(k) Plan Access to Alternative Investments–DOL Seeks to Clarify Fiduciary Duties and Proposes “Safe Harbor”

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On 30 March 2026, Department of Labor (DOL) issued a proposed rule, in response to President Trump’s August 2025 executive order, that seeks to clarify DOL’s position on fiduciary duties in connection with the selection of...more

Ropes & Gray LLP

A New Playbook for Prudence: DOL Proposes Process-Based Safe Harbor for Selection of Both Traditional and Alternative 401(k)...

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On March 30, 2026, the U.S. Department of Labor (DOL) released its long-awaited proposed regulation entitled “Fiduciary Duties in Selecting Designated Investment Alternatives” (the “Proposed Rule”), in response to President...more

Hogan Lovells

Implementation of AIFMD2 in Italy

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On 27 March 2026, Legislative Decree No. 39/2026 (“Decree”), implementing Directive (EU) 927/2024 on delegation arrangements, liquidity risk management, supervisory reporting, provision of depositary and custody services and...more

Latham & Watkins LLP

DOL Proposes New ERISA Safe Harbor for Alternative Investments in Retirement Plans

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On March 30, 2026, the Department of Labor’s (DOL) Employee Benefits Security Administration proposed a regulation (the Proposal) creating a new process-based safe harbor for Employee Retirement Income Security Act of 1974...more

Proskauer - Employee Benefits & Executive...

DOL Issues Proposed Rule and Safe Harbor Intended to Facilitate the Inclusion of Alternative Assets in 401(k) Plans

On March 30, 2026, the U.S. Department of Labor (“DOL”) issued a much-anticipated proposed regulation (“Proposed Rule”) that would facilitate the inclusion of alternative assets within designative investment alternatives...more

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