Daily Compliance News: November 3, 2020-Election edition

Thomas Fox
In today’s edition of Daily Compliance News:

1. SEC moves to help private companies raise capital? (WSJ)

3. OFAC warns art market over trade sanctions. (WSJ)

3. SFO reaches DPA with airline over bribery. (WSJ)

4. Citigroup Chief Risk Officer to depart. (WSJ)


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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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Thomas Fox

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