In May 2016, FINRA filed with the SEC proposed revisions to its communications rules that include a few substantive revisions to existing rules, ease some burdensome filing requirements, and leave the door open for future changes. The rules to be revised include...
.. FINRA Rule 2210 (Communications with the Public);
.. FINRA Rule 2214 (Requirements for the Use of Investment Analysis Tools); and
.. the content and disclosure requirements in FINRA Rule 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings).
Please see full publication below for more information.