This program is also available via webcast.

Sarah Morgan, M&A and Capital Markets partner, and Rebecca Fike, Securities Litigation and Government Investigations partner will give a look back at the first half of 2023 through SEC Enforcement actions, public speeches, policy statements, and agency rulemaking to highlight Commission priorities and help gauge what to look out for in the year ahead. The program will outline helpful takeaways for corporate attorneys, specialists, and in-house counsel, red flags for public companies based on current enforcement priorities, what to look out for in upcoming proposed rules, and best practices to prevent SEC investigation.

1.00 accredited CLE hours

Speakers:
Partner - Rebecca Fike
Partner - Sarah K. Morgan