Individual Accountability and the SEC

Professional Liability Underwriting Society ( PLUS )
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From the 2016 PLUS D&O Symposium session “The DOJ, SEC and the New Era of Individual Accountability,” Helen Cantwell (Debevoise & Plimpton) and Stephanie Avakian, Esq. (U.S. Securities & Exchange Commission) discuss individual accountability and the reasons why 80% of SEC enforcement actions include individual liability charges.
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