[Podcast] The SEC and FCA Annual Reports: Facts, Figures, Trends

Akin Gump Strauss Hauer & Feld LLP
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In this episode, Akin Gump financial regulatory partner Helen Marshall and white collar defense and government investigations practice co-head Michael Asaro look at SEC and FCA’s annual reports to discuss similarities, differences and trends.

Among the topics covered:

  • Which is the more active regulator?
  • COVID’s impact on investigations.
  • Financial penalties in the U.S. and U.K..
  • Areas of heightened regulatory concern.

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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