| Fund Name: |
Kayne Anderson Income Strategies Fund |
| Adviser: |
Kayne Anderson Fund Advisors, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (Monthly distributions) |
| Investor Restrictions: |
Minimum initial investment of 100 common shares |
| Filing Date: |
July 23, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Hartford Schroders Opportunistic Income Fund |
| Adviser: |
Hartford Funds Management Company, LLC |
| Sub-Adviser(s): |
Schroder Investment Management North America Inc. |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (Interval fund; quarterly repurchase) |
| Investor Restrictions: |
Minimum initial investment of $5,000 |
| Filing Date: |
July 16, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
CPG Vintage Access Fund III, LLC |
| Adviser: |
Central Park Advisers, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
1.25% Management Fee |
| Open- or Closed-End: |
Closed-End (Annual distributions) |
| Investor Restrictions: |
Minimum initial investment of $50,000 |
| Filing Date: |
July 3, 2019 |
| Effective Date: |
Not disclosed |
| |
|
| Fund Name: |
Theseus U.S. Debt Fund |
| Adviser: |
Theseus Capital, Inc. |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (Interval fund; quarterly repurchase) |
| Investor Restrictions: |
Not specified |
| Filing Date: |
July 3, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Stone Ridge Residential Real Estate Income Fund I, Inc. |
| Adviser: |
Stone Ridge Asset Management LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Repurchase fee of up to 2% |
| Open- or Closed-End: |
Closed-End (Interval fund) |
| Investor Restrictions: |
Minimum initial investment of $15,000,000 |
| Filing Date: |
June 21, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
A3 Alternative Credit Fund |
| Adviser: |
Ascent Alterative Advisors, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (Interval fund) |
| Investor Restrictions: |
Minimum initial investment of $100,000 |
| Filing Date: |
June 4, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
AllianzGI Artificial Intelligence Opportunities Fund |
| Adviser: |
Allianz Global Investors U.S., LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (Monthly distributions) |
| Investor Restrictions: |
100 Common Shares |
| Filing Date: |
May 31, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Income eREIT Interval Fund, LLC |
| Adviser: |
Fundrise Advisors, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Repurchase fee of up to 2% |
| Open- or Closed-End: |
Closed-End (Interval fund) |
| Investor Restrictions: |
Minimum initial investment of $1,000 |
| Filing Date: |
June 4, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Cipher Technologies Bitcoin Fund |
| Adviser: |
Cipher Technologies Management LP |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (quarterly repurchase; interval fund) |
| Investor Restrictions: |
Not disclosed |
| Filing Date: |
May 13, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
NB Crossroads Private Markets Fund VI Custody LP |
| Adviser: |
Neuberger Berman Investment Advisers LLC |
| Sub-Adviser(s): |
NB Alternatives Advisers LLC |
| Fees: |
0.8% Management Fee (Master Fund) |
| Open- or Closed-End: |
Closed-End (Feeder Fund) |
| Investor Restrictions: |
Minimum capital commitment is $50,000 (commitments of lesser amounts at the discretion of the Board) |
| Filing Date: |
April 26, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Nuveen Municipal Credit Opportunities Fund |
| Adviser: |
Nuveen Fund Advisors, LLC |
| Sub-Adviser(s): |
Nuveen Asset Management |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (monthly cash distributions; annual distributions) |
| Investor Restrictions: |
Minimum initial investment is $1,500 (100 Common Shares) |
| Filing Date: |
April 25, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
NB Crossroads Private Markets Fund VI Holdings LP |
| Adviser: |
Neuberger Berman Investment Advisers LLC |
| Sub-Adviser(s): |
NB Alternatives Advisers LLC |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (Master Fund) |
| Investor Restrictions: |
Not disclosed |
| Filing Date: |
April 4, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
BlackRock Science and Technology Trust II |
| Adviser: |
BlackRock Advisors, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (monthly cash distributions) |
| Investor Restrictions: |
Not disclosed |
| Filing Date: |
February 26, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
RiverNorth Opportunities Fund II, Inc. |
| Adviser: |
RiverNorth Capital Management, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (monthly cash distributions; exchange traded, NYSE) |
| Investor Restrictions: |
Not disclosed |
| Filing Date: |
February 25, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
CIM Real Assets & Credit Fund |
| Adviser: |
CIM Capital IC Management, LLC |
| Sub-Adviser(s): |
OFS Capital Management, LLC |
| Fees: |
1.5% Management Fee |
| Open- or Closed-End: |
Closed-End (interval fund; quarterly repurchase; monthly distributions) |
| Investor Restrictions: |
Minimum initial investment for Class C Shares, Class A Shares and Class L Shares is $2,500; minimum initial investment for Class I Shares is $1,000,000; minimum subsequent investment per account for all classes of Common Shares is $1,000 |
| Filing Date: |
February 22, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Cushing Real Income & Preferred Fund |
| Adviser: |
Cushing Asset Management LP |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (monthly distributions; annual distributions; exchange traded, NYSE) |
| Investor Restrictions: |
Not disclosed |
| Filing Date: |
February 1, 2019 |
| Effective Date: |
Pending |
