The Attitudes That Get 401(k) Plan Sponsors In Trouble

Ary Rosenbaum
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I’ve been an ERISA attorney for 22 years, so I’ve dealt with 401(k) plan sponsors in different industries and different sizes. While there are many types of sponsors, there are underlying human nature characteristics such as attitudes that really can dictate whether a plan sponsor will land in trouble or not. When it comes to 401(k) plan sponsors, there are certain attitudes that I’ve seen that will land a plan sponsor in trouble, so this article is all about the attitudes you should avoid.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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