Albert Lung

Albert Lung

Morgan Lewis

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Latest Publications


SEC Adopts Final Rules on Regulation A+

On March 25, 2015, the Securities and Exchange Commission (SEC) adopted final rules to amend Regulation A pursuant to the mandate under Title IV of the Jumpstart Our Business Startups Act (JOBS Act) that directed the SEC to...more

5/1/2015 - Capital Formation Final Rules JOBS Act Preemption Private Offerings Public Offerings Regulation A SEC Small Offering Exemptions White Paper

SEC Targets Corporate Insiders for Failing to Promptly Disclose Stock Transactions

The Commission has announced an unprecedented enforcement initiative against officers, directors, and major stockholders for violating beneficial ownership reporting requirements and against public companies for their roles...more

9/19/2014 - Beneficial Owner Corporate Officers Directors Disclosure Requirements Publicly-Traded Companies Reporting Requirements SEC Securities Exchange Act Shareholders Strategic Enforcement Plan

Updated: No Stay of SEC’s Conflict Minerals Rules

Court denies emergency motion for a stay. By order issued on May 14, 2014, the U.S. Court of Appeals for the District of Columbia denied the appellants’ emergency motion for a stay of the Securities and Exchange...more

5/16/2014 - Conflict Mineral Rules First Amendment Form SD Manufacturers NAM SEC

Possible Future Stay of SEC’s Conflict Minerals Rules

Stay of conflict minerals disclosure may be decided by May 26, 2014. On May 7, the U.S. Court of Appeals for the District of Columbia Circuit ordered the briefing schedule that was requested by the National Association...more

5/13/2014 - Appeals Conflict Mineral Rules Disclosure Requirements Form SD Motion To Stay NAM SEC

NASDAQ Amends Compensation Committee Independence Rules

Amendment eliminates prohibition on the receipt of compensatory fees and aligns NASDAQ listing rules with NYSE standards. On December 11, 2013, NASDAQ Stock Market LLC amended its listing standards relating to the...more

1/16/2014 - Compensation Committee Compliance Executive Compensation Nasdaq

SEC Proposes Rules to Facilitate Small Business Financing

Introduction - On December 18, 2013, the Securities and Exchange Commission (SEC) proposed rules to enhance access to capital by smaller companies pursuant to its rulemaking mandate under Title IV of the Jumpstart...more

1/14/2014 - Blue Sky Laws Compliance Financing JOBS Act Regulation A SEC Securities Act of 1933 Small Business Startups Title IV

SEC Approves Final NYSE and NASDAQ Compensation Committee Rules

Companies are required to comply with certain of the new listing standards relating to compensation adviser independence by July 1, 2013. On January 11, 2013, the Securities and Exchange Commission (SEC) approved...more

2/5/2013 - Compensation Committee Foreign Private Issuers Listing Standards Nasdaq NYSE SEC Securities Exchange Act

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