In January, we presented our annual top predictions that will impact organizations risk and compliance programs most in 2023. However, things move quickly in today’s risk world, and a mid-year check-in with Kristy Grant-Hart,...more
The resilience of risk and compliance (R&C) leaders over these past couple of years has been remarkable. Our profession adapted amid the massive and sudden workplace shifts brought on by COVID-19, and by most accounts,...more
9/13/2022
/ Benchmarks ,
Chief Compliance Officers ,
Chief Risk Officers (CRO) ,
Compliance ,
Corporate Counsel ,
Corporate Culture ,
Corporate Governance ,
Environmental Social & Governance (ESG) ,
Leadership ,
Risk Assessment ,
Risk Management ,
Surveys ,
Whistleblower Protection Policies ,
Whistleblowers
Register for NAVEX Next, our annual risk and compliance virtual conference. Formerly the Ethics & Compliance Virtual Conference (ECVC), the new name recognizes that we must be forward-looking as we face an increasingly...more
10/7/2020
/ Anti-Discrimination Policies ,
Anti-Harassment Policies ,
Best Practices ,
Board of Directors ,
CEOs ,
Chief Compliance Officers ,
Chief Ethics and Compliance Officers (CECO) ,
Compliance ,
Continuing Legal Education ,
Corporate Culture ,
Data Privacy ,
Data Protection ,
Department of Justice (DOJ) ,
Diversity and Inclusion Standards (D&I) ,
Enforcement ,
Environmental Social & Governance (ESG) ,
Ethics ,
EU ,
Human Resources Professionals ,
International Data Transfers ,
New Guidance ,
Policies and Procedures ,
Regulatory Requirements ,
Remote Working ,
Retaliation ,
Risk Assessment ,
Risk Management ,
Social Justice Issues ,
Supply Chain ,
Third-Party Risk ,
Webinars ,
Whistleblower Protection Policies ,
Whistleblowers
The U.S. Department of Justice (DOJ), Criminal Division, Fraud Section, recently released new guidance associated with its Guide to the U.S. Foreign Corrupt Practices Act. The guidance, entitled Evaluation of Corporate...more
2/24/2017
/ Compliance ,
Confidential Communications ,
Corporate Misconduct ,
Criminal Prosecution ,
Department of Justice (DOJ) ,
Discipline ,
Federal Sentencing Guidelines ,
Foreign Corrupt Practices Act (FCPA) ,
Fraud ,
Incentives ,
Internal Investigations ,
Management ,
Merger Controls ,
New Guidance ,
Policies and Procedures ,
Risk Assessment ,
Third-Party Risk ,
Training
It’s been a month since ISO 37001 was published and there are some questions we have heard percolating in the compliance world about what this means. These are the questions we’ve been hearing the most...more
11/17/2016
/ 501(c)(3) ,
Anti-Bribery ,
Anti-Corruption ,
Certifications ,
Compliance ,
Foreign Corrupt Practices Act (FCPA) ,
International Organization for Standardization ,
ISO ,
Publicly-Traded Companies ,
Risk Assessment ,
Risk Management ,
Small Business ,
UK Bribery Act
In 2015, NAVEX Global partnered with an independent research agency to survey ethics and compliance professionals with responsibility for administering training across their organizations. The goal was to determine their top...more
Last November, the U.S. Securities and Exchange Commission issued its Annual Report to Congress on the Dodd-Frank Whistleblower Program. It is clear that the program is going strong. Following are five key ways compliance...more
1/23/2015
/ Best Practices ,
Chief Compliance Officers ,
Compliance ,
Dodd-Frank ,
Employer Liability Issues ,
Internal Reporting ,
Retaliation ,
Risk Assessment ,
Risk Mitigation ,
Securities and Exchange Commission (SEC) ,
Whistleblower Protection Policies