News & Analysis as of

Surveys

M&A Leaders Survey Results

2017 will be an even busier year than 2016 and 2015 for M&A deals in the technology sector, according to more than half of the dealmakers who responded to the semi-annual M&A Leaders Survey conducted by our colleagues at...more

Investment Funds Updatea: Europe: Legal and regulatory updates for the funds industry from the key asset management centres and...

by Dechert LLP on

FCA Publishes Dealing Commission Review Findings - The FCA have published their findings from a review that analysed dealing commission expenditure across 31 investment managers. The policy statement on the use of...more

CCOs Say Policies Are Getting Stronger; Adoption of Technology – Not So Much

by NAVEX Global on

KPMG recently published its latest survey of chief compliance officers. The report highlights the increasing value of effective Compliance. It also reveals growing pains of our industry, specifically in maximizing...more

2017 EMEA & APAC Culture and Compliance Benchmark Report - Data And Insights To Put To Work In Your Programme Today

by NAVEX Global on

NAVEX Global partnered with an independent research agency to investigate how companies headquartered across Europe, Middle East and Africa (EMEA) and Asia Pacific (APAC) develop and execute their ethics and compliance (E&C)...more

ACA International flags shortcomings in CFPB national debt collection consumer survey

by Ballard Spahr LLP on

In a new white paper, “An Overview of the Analytical Flaws and Methodological Shortcomings of the CFPB’s Survey of Consumer Experiences with Debt Collection,” ACA International takes aim at the report released by the CFPB in...more

Is Cooperation Between Parties the Key to E-Discovery Success? (Yerich & Klingsporn)

by Exterro, Inc. on

Perspective One: David Yerich, Esq. Director of E-Discovery, UnitedHealth Group - Cooperation is critical for life. It is how individuals overcome personal limits and underpins all human achievements. It is the bedrock...more

I Don’t Mean to Be Critical, But Here are Some Critical Trends: eDiscovery Trends

by CloudNine on

It must be our week for surveys.  Yesterday, we covered the Complex Discovery Winter 2017 eDiscovery Business Confidence Survey results.  Here’s another set of surveys that look at critical trends for AmLaw 200 law firms and...more

Are We More Confident in eDiscovery Business Than We Were a Year Ago?: eDiscovery Trends

by CloudNine on

The results are in from the Complex Discovery Winter 2017 eDiscovery Business Confidence Survey, which has just concluded and (as was the case for the 2016 Winter, Spring, Summer and Fall surveys) the results are published on...more

Unicorn Survey - As of December 31, 2016

by Fenwick & West LLP on

This survey analyzes the financings of 31 US-based, venture-backed unicorns that raised money in 2016. It also includes comparative data from our prior surveys covering unicorn financings in 2014 and 2015. Our prior surveys...more

UK Financial Services Whistleblowing Regulation Survey: Assessing The Impact Of The FCA/PRA Senior Managers Regime Whistleblowing...

by NAVEX Global on

NAVEX Global partnered with an independent research firm to survey compliance professionals from the UK Financial Services industry about their approach to whistleblowing and incident reporting. Our findings provide insight...more

Our Approach to Culture Assessments

by NAVEX Global on

In order for a business conduct and compliance programme to be successful, it must be firmly rooted and supported by company values that are reflected in a strong corporate culture. But even in the best companies, subcultures...more

CFPB Releases Findings From Its Debt Collection Survey

The CFPB recently released its findings from its Survey of Consumer Views on Debt. The report is of limited value as it contains a relatively small sampling of consumers. 10,876 consumers were selected based upon...more

(The) Winter (eDiscovery Business Confidence Survey) is Coming: eDiscovery Trends

by CloudNine on

Winter is Coming! And, by “winter”, I mean the Winter 2017 eDiscovery Business Confidence Survey created by Rob Robinson and conducted on his terrific Complex Discovery site. It’s the second year of the quarterly survey and...more

U.S. Department of Education Issues Final Regulations Regarding Teacher Preparation Programs

by Hogan Lovells on

On October 31, 2016, the U.S. Department of Education (ED) published final regulations regarding teacher preparation programs, implementing the accountability provisions of Title II of the Higher Education Act (HEA) and...more

Minnesota Discovers Limits To Its Regulator’s Power Over Insurers

by Carlton Fields on

In Minnesota, the Commissioner of the Department of Commerce regulates the insurance industry, and he has a statutory right to conduct investigations “related to the duties and responsibilities entrusted to” him. Last month,...more

CFPB’s national debt collection consumer survey findings lays groundwork for future enforcement and rulemaking priorities

by Ballard Spahr LLP on

Early yesterday, the CFPB released the findings of its national debt collection consumer survey. Both the headline of the CFPB’s press release and Director Cordray’s remarks highlight the survey’s finding that “over...more

Survey proves one thing: Participants need education

by Ary Rosenbaum on

A new 401(k) survey from Fisher Investments 401(k) Solutions, shows a lack of knowledge among Americans when it comes to their 401(k) plan. 71 percent of respondents to the survey failed Fisher’s 401(k) IQ in the Workplace...more

CFPB releases annual employee survey results, 2016-2020 Diversity and Inclusion Strategic Plan

by Ballard Spahr LLP on

The CFPB released two items at year-end:  the results of its 2016 annual employee survey and its updated Diversity and Inclusion Strategic Plan (Strategic Plan) for 2016-2020....more

Large Majority of Businesses Pay to Unlock Ransomware

2016 has been a banner year for ransomware cybercriminals. We have seen a dramatic rise in the use of ransomware, and businesses continue to become victims to ransomware, primarily through phishing and spear phishing schemes....more

FINRA Investor Education Foundation Announces Investor Survey Results

On December 13, 2016, the FINRA Investor Education Foundation published Investors in the United States 2016 (the “Report”), which includes the results of its investor survey of 2,000 individuals from across the United States...more

E-Discovery Moneyball: Brad Blickstein and the Ninth Annual Law Department Operations Survey

by Exterro, Inc. on

In Michael Lewis’s book, Moneyball, he discusses Oakland Athletics’ General Manager Billy Beane’s use of rigorous statistical analysis to find baseball players who added the most value to their team’s success for the least...more

It May Be FALL, But eDiscovery Business Confidence Is On The RISE: eDiscovery Trends

by CloudNine on

The results are in from the ACEDS and Complex Discovery Fall 2016 eDiscovery Business Confidence Survey, which was conducted last month and (as was the case for the Winter, Spring and Summer surveys) the results are published...more

For the Corporate Compliance Department – Communicate, Communicate, then Communicate

by Thomas Fox on

In many ways compliance is about communication. Your role as a Chief Compliance Officer (CCO) or compliance practitioner is to communicate expectations around compliance and responding to questions from the business unit on...more

Plan Fees Have Been Getting Lower

by Ary Rosenbaum on

NEPC, LLC published the results of its 11th Annual NEPC Defined Contribution Plan and Fee Survey. Data shows that Defined Contribution (DC) plan record-keeping and investment management fees continue to decline....more

The European Central Bank Publishes Draft Guidance on Leveraged Transactions

ECB Consultation Paper - On 23 November 2016, the European Central Bank (the “ECB”) launched a public consultation in relation to draft guidance for Eurozone banks intended to develop clear and consistent definitions,...more

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Cybersecurity

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