Christopher Carlson

Christopher Carlson

Dechert LLP

Contact  |  View Bio  |  RSS

Latest Publications

Share:

Update on Lifting of SEC Moratorium on Active ETF Use of Derivatives

The staff of the U.S. Securities and Exchange Commission (the “SEC”) released no action relief (the “Letter”) addressed to recipients of 18 prior orders (the “Prior Orders”) granting exemptive relief to launch...more

12/13/2012 - CFTC ETFs Moratorium No-Action Letters SEC Swaps

1 Results
|
View per page
Page: of 1
Popular Topics by This Author

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:

Sign up to create your digest using LinkedIn*

*With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name. Or, sign up using your email address.
×