Since the 2010 enactment of the Dodd–Frank Wall Street Reform and Consumer Protection Act, a recurring question in judicial opinions interpreting the Act’s whistleblower provisions has been whether these provisions should be...more
- Dodd-Frank Retroactive Application Sarbanes-Oxley Whistleblower Protection Policies Whistleblowers
On December 4, 2012, the Commodity Futures Trading Commission’s (CFTC’s) Division of Swap Dealer and Intermediary Oversight (DSIO) issued no-action relief from commodity pool operator (CPO) registration requirements for...more
- CFTC Commodity Pool Dodd-Frank Investment Advisers Act of 1940 No-Action Relief Swaps
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