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Legal Alert: Court Rejects Retroactivity of Dodd–Frank's Whistleblower Remedies

Since the 2010 enactment of the Dodd–Frank Wall Street Reform and Consumer Protection Act, a recurring question in judicial opinions interpreting the Act’s whistleblower provisions has been whether these provisions should be...more

4/18/2013 - Dodd-Frank Retroactive Application Sarbanes-Oxley Whistleblower Protection Policies Whistleblowers

CFTC Issues No-Action Relief from Commodity Pool Operator Registration Requirements for Business Development Companies

On December 4, 2012, the Commodity Futures Trading Commission’s (CFTC’s) Division of Swap Dealer and Intermediary Oversight (DSIO) issued no-action relief from commodity pool operator (CPO) registration requirements for...more

12/6/2012 - CFTC Commodity Pool Dodd-Frank Investment Advisers Act of 1940 No-Action Relief Swaps

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