Daniel A. Nathan

Daniel A. Nathan

Morrison & Foerster LLP

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The Administration Proposes Imposing a Fiduciary Standard on Retirement Advisers

Yesterday, the Obama administration called on the Department of Labor to draft rules that, in effect, would require brokers who provide retirement advice to abide by a fiduciary standard. In a speech at an event hosted by...more

2/25/2015 - Broker-Dealer Brokers CFPB Dodd-Frank DOL ERISA Fiduciary Duty Financial Adviser Obama Administration Proposed Regulation Retirement Plans SEC

Will the CFPB Take on the Regulation of Retirement Savings Plans?

According to a recent Bloomberg report, the Consumer Financial Protection Bureau is considering whether it should take a role in helping Americans manage their retirement savings. CFPB Director Richard Cordray told a...more

2/26/2013 - CFPB Dodd-Frank DOL FINRA Retirement Richard Cordray Savings Plans SEC

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