Lauren Resnick

Lauren Resnick

BakerHostetler

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AML and Investment Advisers: Understanding FinCEN's New Anti-Money Laundering Rules

On August 25, 2015, the Financial Crimes Enforcement Network (FinCEN) proposed rulemaking that would require registered investment advisers, including certain hedge funds and asset managers, to establish anti-money laundering...more

9/3/2015 - Anti-Money Laundering Bank Secrecy Act Banking Sector Banks Broker-Dealer BSA/AML Currency Transaction Reports (CTR) Enforcement Actions FATCA Financial Institutions Financial Regulatory Reform Financial Sector FinCEN Investment Adviser Money Laundering OFAC SEC Suspicious Activity Reports White Collar Crimes

Foreign Corrupt Practices Act 2014 Year End Update

Over the course of 2014, the Department of Justice (“DOJ”) and the Securities and Exchange Commission (“SEC”) have continued their aggressive enforcement of the Foreign Corrupt Practices Act (“FCPA”). This has led to critical...more

3/4/2015 - Corporate Counsel DOJ Enforcement Actions Enforcement Statistics FCPA Popular SEC

Foreign Corrupt Practices Act - 2014 Mid-Year Update

The first half of 2014 has seen several important developments in the enforcement of the Foreign Corrupt Practices Act (“FCPA”) as well as other anti-corruption laws worldwide. The FCPA has been in existence for more than 35...more

8/18/2014 - Compliance DOJ Enforcement Enforcement Actions FCPA Hewlett-Packard Popular SEC

Insuring Your Company Against Cyber-Attacks

Earlier this month, the Department of Justice announced the indictment of 13 individuals associated with the hacker organization Anonymous for a widespread scheme to disrupt and shut down commercial and government websites....more

10/17/2013 - Cyber Attacks Cybersecurity Distributed Denial of Service DOJ Hackers Websites

Corruption Enforcement Goes Global

As BakerHostetler recently reported in its FCPA Mid-Year Update, the phenomenon of parallel prosecutions is gaining popularity as more countries enact and enforce anti-corruption legislation....more

8/22/2013 - Anti-Corruption Canada Compliance Corruption Criminal Prosecution DOJ Enforcement FCPA SEC UK UK Bribery Act

In the Crossfire Why Private Equity Firms, Investment Funds & Their Managers Should Beware of the Foreign Corrupt Practices Act

Lance Armstrong and the world of competitive cycling has come under great scrutiny in recent days with the domination of the U.S. Postal team now undermined by the systematic doping that appears to have helped spur the team...more

7/25/2013 - Bribery Compliance Enforcement Ethics FCPA Fund Managers Government Officials Investment Firms Investment Funds Private Equity

The Navigator - Issue 1 Summer 2013

Welcome to the inaugural edition of BakerHostetler's The Navigator, your source for news, trends, research and reliable commentary on white collar defense, corporate investigations, monitorships, examinerships and...more

7/17/2013 - Compliance Corporate Governance Employer Liability Issues Enforcement Investigations White Collar Crimes

Federal Government Expands AML Cybercrime Enforcement

On Tuesday, May 28, 2013, the Department of Justice (DOJ) announced the unsealing of an indictment against Liberty Reserve, S.A. (Liberty Reserve) in the Southern District of New York for operating a $6 billion money...more

6/4/2013 - Cyber Crimes Cybersecurity DOJ Enforcement Fraud Hackers Money Laundering

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