CISOs, compliance officers, corporate boards, and other senior executives are quick to worry these days about the risks of artificial intelligence – but fear not! Some of the brightest minds in technology have built a tool to...more
9/19/2024
/ Artificial Intelligence ,
Board of Directors ,
Chief Compliance Officers ,
Chief Information Security Officer (CISO) ,
Databases ,
Ethics ,
Governance Standards ,
Liability ,
Machine Learning ,
Noncompliance ,
Risk Management
Compliance officers need to think about fraud and misconduct risks all the time, which means you need to talk to others in your organization about exactly how those risks might happen – but what’s the right way for you to do...more
Ethics and compliance officers have long had an uneasy relationship with corporate sustainability efforts, mostly because most compliance officers aren’t quite sure they want – or know how to handle – responsibility for it. ...more
7/11/2024
/ Carbon Emissions ,
Contract Management ,
Cybersecurity ,
Environmental Social & Governance (ESG) ,
Forced Labor ,
Human Rights ,
Human Trafficking ,
Modern Slavery Act ,
Policies and Procedures ,
Popular ,
Risk Management ,
Supply Chain ,
Sustainability
Corporate compliance officers have been bracing for regulation of how companies can use artificial intelligence in their daily business operations. Now we have a fresh glimpse of what that regulatory landscape might look like...more
Attention all compliance officers at large technology companies – have you checked your mail lately? Because you might find a letter from the Securities and Exchange Commission with FCPA risk written all over it....more
5/29/2024
/ Anti-Corruption ,
Compliance ,
Contract Management ,
Corruption ,
Distributors ,
Due Diligence ,
Enforcement ,
Foreign Corrupt Practices Act (FCPA) ,
Recordkeeping Requirements ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Settlement ,
Technology Sector ,
Third-Party
Explaining how a strong culture of ethics and compliance can help your enterprise to succeed is tricky business. So imagine my delight when I came across a recent speech from a banking regulator who did exactly that....more
Risk assessments are one of the most important tasks a compliance officer performs – and also one of the most confounding. How do you keep assessing your organization’s risks in a disciplined, methodical manner, when the...more
One year ago, compliance officers began 2023 dazzled by the potential of artificial intelligence, and braced for new regulations to govern how corporate organizations use AI. Then a funny thing happened: governments didn’t...more
The U.S. Securities and Exchange Commission recently announced that its long-awaited greenhouse gas disclosure rule will be delayed yet again, most likely until April 2024. This raises an important question for compliance and...more
12/29/2023
/ Audits ,
Climate Change ,
Compliance ,
Data Collection ,
Environmental Social & Governance (ESG) ,
Greenhouse Gas Emissions ,
Proposed Rules ,
Reporting Requirements ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Supply Chain ,
Third-Party
Everyone even peripherally involved with corporate governance, compliance, or risk management knows that corporate boards need more CISOs to help them navigate today’s cyber-saturated world. Even better, plenty of CISOs are...more
Don’t faint from surprise at this news, but corporate compliance is a world with lots of lingo that can be difficult to understand. Case in point: a “policy about policies” – something that sounds obscure, but actually is one...more
Compliance and technology executives, we need to talk. Or, more accurately, you need to talk more often – to each other.
In the last 18 months, the Securities and Exchange Commission sanctioned three companies for making...more
As compliance officers enter 2023, they need to learn how to handle a double-edged sword: the Justice Department’s new requirement that as part of corporate misconduct resolutions, CCOs must certify the effectiveness of their...more