Pamela Grossetti

Pamela Grossetti

K&L Gates LLP

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Latest Publications


SEC Administrative Law Judge Bars Investment Manager for Misrepresenting GIPS Compliance

On May 27, 2014, an administrative law judge (ALJ) found ZPR Investment Management, Inc. (ZPRIM) and its former owner, Max Zavanelli, to have violated the Investment Advisers Act of 1940 for publishing misleading...more

6/18/2014 - Advertising Compliance Enforcement Actions False Advertising Misleading Statements SEC

Update on GIPS Guidance Statement on Pooled Funds and Potential Impacts - Remarks from the GIPS Standards 2013 Annual Conference

At the Global Investment Performance Standards (“GIPS®”, or “GIPS Standards”) 2013 Annual Conference, held Sept. 19th and 20th in Boston, MA, speakers Annie Lo (CFA Institute) and Ann Putallaz (AFP Consulting, LLC) and...more

10/16/2013 - Advertising Pooled Investment Vehicles

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