Steven Boehm

Eversheds Sutherland (US) LLP

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SEC guidance on reduced asset coverage for unlisted BDCs

On October 17, 2019, the staff of the Division of Investment Management (the “Staff”) of the US Securities and Exchange Commission issued guidance regarding an unlisted business development company’s (BDC) repurchase...more

10/23/2019 / Business Development Companies , Investment Company Act of 1940 , New Guidance , Securities and Exchange Commission (SEC) , Shareholders , Stock Repurchases , Unlisted Securites

SEC Updates Guidance on Cybersecurity

Emphasizing the critical importance of cybersecurity to registered investment companies (RICs), including insurance separate accounts and business development companies, and to investment advisers, the SEC’s Division of...more

5/3/2015 / Business Development Companies , Cybersecurity , Identity Theft , Investment Adviser , Investment Management , New Guidance , Popular , RICs , Risk Assessment , Securities and Exchange Commission (SEC)

New SEC Guidance Adds Flexibility to BDC Co-Investing

The U.S. Securities and Exchange Commission (SEC) Division of Investment Management (the Division) just published guidance that will permit business development companies (BDCs) to co-invest with certain persons considered...more

12/9/2014 / Affiliates , Business Development , Business Development Companies , Equity Investors , Investment Company Act of 1940 , Limited Partnerships , New Guidance , Securities and Exchange Commission (SEC)

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