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AIFMD II Credit Funds

Loan Origination Funds Have a Lot of Wood to Chop Before Aifmd II Kicks In - Following a review of the AIFMD, the Commission, in a draft amending directive published in 2021, noted that common rules should be laid down to...more

Marketing Funds in the EU: French Enforcement on Reverse Solicitation

Regulator Takes Strict Approach - Managers seeking to rely on reverse solicitation by EU investors should take note of last year’s enforcement action by the French regulator. The enforcement action, while confirming that...more

Zeitlich befristete Änderung der Insolvenzantragspflicht wegen Überschuldung

Erneute Lockerung der Insolvenzantragspflicht durch das SanInsKG - Mit dem „Gesetz zur vorübergehenden Anpassung sanierungs- und insolvenzrechtlicher Vorschriften zur Abmilderung von Krisenfolgen“ (kurz: Sanierungs- und...more

Broker-Dealer Research: MiFID-Related "Hard Dollar" SEC Investment Adviser Status Relief to End in July 2023

The EU Markets in Financial Instruments Directive II (“MiFID II”), which came into effect on January 3, 2018, raised concerns that U.S. broker-dealers that would receive “hard dollars” for research from firms subject to MiFID...more

MiFID II und Nachhaltigkeitspräferenzen – ESG-Vorgaben für den Fondsvertrieb

ESG geht auch an der Vertriebsregulierung nach MiFID II (Richtlinie 2014/65/EU) nicht spurlos vorbei: Die delegierten Rechtsakte zur MiFID II (Delegierte VO (EU) 2017/565 und Delegierte Richtlinie (EU) 2017/593) werden um...more

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