Albert Stieglitz, Jr.

Alston & Bird

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From Uncertainty to Action: DOJ Rolls Out a New White-Collar Enforcement Playbook

Despite speculation that the Department of Justice Criminal Division might step back from white-collar criminal enforcement, newly announced DOJ Criminal Division policy updates indicate otherwise. Our White Collar,...more

5/16/2025 / Compliance , Corporate Crimes , Corporate Governance , Department of Justice (DOJ) , Enforcement Actions , Financial Crimes , New Guidance , Regulatory Requirements , Whistleblowers , White Collar Crimes

FinCEN Issues Geographic Targeting Order for U.S. Southwestern Border

Our Financial Services and White Collar, Government & Internal Investigations Groups unpack the Financial Crimes Enforcement Network’s new geographic targeting order aimed at combatting money laundering and other illegal...more

3/17/2025 / Anti-Money Laundering , Bank Secrecy Act , Compliance , Financial Services Industry , FinCEN , Money Laundering , Money Transmitter , Regulatory Requirements , Reporting Requirements , Suspicious Activity Reports (SARs)

Enter the Matrix: CFTC’s New Framework for Self-Reporting, Cooperation, and Remediation

Our White Collar, Government & Internal Investigations Group analyzes new enforcement guidance from the Commodity Futures Trading Commission (CFTC) that aims to incentivize self-reporting of potential violations....more

3/5/2025 / CFTC , Civil Monetary Penalty , Compliance , Corporate Governance , Corporate Misconduct , Department of Justice (DOJ) , Enforcement Actions , Penalties , Regulatory Requirements , Self-Disclosure Requirements

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