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Self-Disclosure Requirements

Ogletree, Deakins, Nash, Smoak & Stewart,...

The Intersection Between Whistleblowers, Compliance, and the New DOJ Declination Policy

On March 10, 2026, the U.S. Department of Justice (DOJ) announced a new policy to encourage companies to invest in their compliance programs and self-report violations. The Corporate Enforcement and Voluntary Self-Disclosure...more

Perkins Coie

CFTC Enforcement Reset: Three Changes Clients Should Watch

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Newly appointed Director of the Division of Enforcement (the Division) of the Commodity Futures Trading Commission (CFTC) David Miller recently announced three key changes in CFTC enforcement policy....more

Skadden, Arps, Slate, Meagher & Flom LLP

Corporate Voluntary Self-Disclosure for the Southern District of New York

On February 24, 2026, the U.S. Attorney’s Office for the Southern District of New York (SDNY) announced a new corporate self-disclosure program (SDNY program) specific to the district that outlined a path for companies to...more

Vedder

Key Insights from the DOJ’s First-Ever Department-Wide Corporate Enforcement Policy

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Last month, the United States Department of Justice (DOJ) released a Corporate Enforcement and Voluntary Self-Disclosure Policy (CEP) which, for the first time in the DOJ’s history, applies across the entire DOJ with the...more

Alston & Bird

(Re-)Planting the Flag: DOJ’s National Security Division Reaffirms Primacy in Corporate National Security Enforcement

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Our White Collar, Government & Internal Investigations and International Trade & Regulatory teams analyze how the National Security Division (NSD) of the Department of Justice (DOJ) is reinforcing its central role in...more

Vedder

SEC’s Division of Enforcement Announces Updates to Enforcement Manual

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On February 24, 2026, the SEC’s Division of Enforcement published significant updates to its Enforcement Manual, which was last revised in 2017....more

McGuireWoods LLP

CMS Reaches $100 Million in Stark Self-Disclosure Settlements

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The Centers for Medicare & Medicaid Services (CMS) recently released data on its 2025 settlements of voluntary self-disclosures related to past violations or potential violations of the physician self-referral law (the Stark...more

The Volkov Law Group

DOJ’s Balt Case: A Textbook Example of Declination in Exchange for Individual Accountability

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For years, the Department of Justice has tried to sharpen a simple message: companies that voluntarily disclose misconduct, cooperate fully, remediate effectively—and identify responsible individuals—can earn significant...more

Fisher Phillips

Employer Checklist for April 2026

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Here are the top 10 workplace compliance items you should tackle in April 2026, based on the latest labor and employment law updates…...more

Seyfarth Shaw LLP

Navigating DOJ’s New Voluntary Self-Disclosure Framework in Government Contracting

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The Department of Justice has issued a revised, department wide Corporate Enforcement and Voluntary Self Disclosure Policy that materially reshapes how DOJ evaluates corporate criminal misconduct. The policy applies to nearly...more

Akin Gump Strauss Hauer & Feld LLP

DOJ National Security Division Clarifies Voluntary Self-Disclosure Process Under New Department-Wide Corporate Enforcement Policy

On March 30, 2026, the U.S. Department of Justice’s (DOJ) National Security Division (NSD) issued a press release confirming that DOJ’s new department-wide Corporate Enforcement and Voluntary Self-Disclosure Policy (CEP)...more

Akerman LLP - Health Law Rx

Self-Disclosure Decoded: DOJ’s New Corporate Enforcement Policy Creates a Uniform National Framework to Incentivize Voluntary...

The U.S. Department of Justice (DOJ) recently released its first-ever Department-wide Corporate Enforcement and Voluntary Self-Disclosure Policy (CEP) for criminal matters. The new CEP creates a uniform national policy for...more

McDonald Hopkins

McDonald Hopkins Legal Diagnosis Podcast, Episode 8: Stark Law

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In this episode of McDonald Hopkins’ Legal Diagnosis podcast, healthcare attorneys Liz Sullivan and Emily Johnson provide an in-depth look at the Stark Law and the Strategic Self-Referral Disclosure Protocol (SRDP). The...more

Kelley Drye & Warren LLP

DOJ Releases First-Ever Department-Wide Corporate Enforcement Policy

The U.S. Department of Justice (“DOJ”) has for the first time ever issued a uniform Corporate Enforcement and Voluntary Self-Disclosure Policy (“CEP”), taking another step toward standardizing corporate crime enforcement by...more

McCarter & English, LLP

DOJ Releases First-Ever Department-Wide Corporate Enforcement Policy

On March 10, 2026, the Department of Justice (DOJ) released the first-ever department-wide Corporate Enforcement Policy (CEP) for non-antitrust corporate criminal matters. Historically, DOJ components maintained individual...more

Beveridge & Diamond PC

Department of Justice Issues First Department-Wide Corporate Criminal Enforcement and Voluntary Self-Disclosure Policy

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New Corporate Enforcement and Voluntary Self-Disclosure Policy (CEP) largely extends the May 2025 Criminal Division CEP to the entire U.S. Department of Justice (DOJ), replacing existing component-specific and individual...more

Beveridge & Diamond PC

Department of Justice Elevates Animal Welfare Enforcement, Possibly Targeting Companies Involved in Animal Testing

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New U.S. Department of Justice (DOJ) initiatives point to more coordinated animal-welfare investigations, including with respect to companies involving the care and testing of animals. On February 18, 2026, Attorney General...more

The Volkov Law Group

OFAC’s TradeStation Enforcement Action: A Case Study in “Set It and Forget It” Compliance Failures

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OFAC’s recent enforcement action against TradeStation Securities is a powerful reminder of a basic but often overlooked truth: compliance controls are only as effective as the testing, monitoring, and accountability that...more

Blank Rome LLP

The BR Investigations and Enforcement Forum: March 2026

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Recent Developments - Department of Justice Releases First-Ever Corporate Enforcement Policy for All Criminal Cases - On March 10, 2026, the Department of Justice (“DOJ”) announced that it was releasing its first-ever...more

McDermott Will & Schulte

SEC Speaks 2026: What public companies and investment advisers need to know

The US Securities and Exchange Commission (SEC) participated in the annual SEC Speaks conference on March 19 and 20, 2026, bringing together Commissioners and staff to discuss recent developments and share the agency’s...more

Foley & Lardner LLP

DOJ Announces First Corporate Enforcement Policy for Criminal Matters

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On March 10, 2026, the Department of Justice (DOJ) released its first department-wide corporate enforcement and voluntary self-disclosure policy (CEP) governing all criminal matters (except for antitrust matters, which are...more

Cadwalader, Wickersham & Taft LLP

DOJ Issues First Declination under New Department-Wide CEP in FCPA Matter Involving Medical Equipment Manufacturer

On March 19, 2026, the Department of Justice (“DOJ”) announced that it was declining to prosecute Balt SAS, a France-based medical device company, and its subsidiary Balt USA LLC (together, “Balt”), in connection with an...more

DLA Piper

US–French Coordination in Anti-Corruption Enforcement: Takeaways From the Balt Global Resolution

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The United States Department of Justice (DOJ) and France’s Parquet National Financier (PNF) recently announced coordinated settlements with Balt SAS, a French medical device manufacturer, and its American affiliate, Balt USA...more

Husch Blackwell LLP

DOJ Issues Department-Wide Corporate Self-Disclosure Policy

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On March 10, 2026, the Department of Justice (DOJ) issued a new Corporate Enforcement and Voluntary Self-Disclosure Policy (“CEP”), which now governs all corporate criminal matters handled by DOJ except for antitrust...more

The Volkov Law Group

What DOJ’s New Corporate Enforcement Policy Means for Compliance Programs (Part II of II)

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The most important aspect of DOJ’s revised Criminal Division Corporate Enforcement and Voluntary Self-Disclosure Policy may be its unmistakable message to compliance professionals: a compliance program will be judged not by...more

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