On March 3, 2025, the staff of the Securities and Exchange Commission's (SEC) Division of Corporation Finance (the Division) announced that it enhanced certain existing accommodations under the Jumpstart Our Business Startups...more
On October 10, the Securities and Exchange Commission (SEC or the Commission) adopted comprehensive changes to Regulation D-G, which governs beneficial ownership reporting under Section 13(d) of the Securities Exchange Act of...more
11/7/2023
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Compliance ,
Disclosure Requirements ,
EDGAR ,
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Final Rules ,
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Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Transparency
Katten's Privacy, Data and Cybersecurity Quick Clicks is a monthly newsletter highlighting the latest news and legal developments involving privacy, data and cybersecurity issues across the globe....more
10/26/2023
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Cybersecurity ,
Data Privacy ,
Data Protection ,
Data Security ,
Environmental Social & Governance (ESG) ,
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Privacy Laws ,
Securities and Exchange Commission (SEC) ,
Sustainability
Four Key Considerations Since SEC Amended Form PF -
In early May, the Securities and Exchange Commission (SEC) adopted a final rule amending Form PF, the confidential reporting form for certain SEC-registered investment...more
6/14/2023
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CFTC ,
Climate Change ,
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Cryptoassets ,
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Texas ,
UK ,
Whistleblowers
On February 15, 2023, the Securities and Exchange Commission (SEC) adopted amendments to Exchange Act Rule 15c6-1, including an amendment that decreased the standard settlement cycle for most broker-dealer transactions in...more
In the May edition of Capital Markets Compass, we examine how innovative offering structures are providing access to capital despite significant market challenges. We analyze recent SEC comment letters focusing on climate and...more
SEC’s Climate-Related Comment Letters – Avoiding Potential Pitfalls -
In September 2021, the Securities and Exchange Commission (SEC) provided a sample comment letter that included nine potential climate-related comments...more
SEC/CORPORATE -
SEC Staff Releases Sample Comment Letter on Securities Offerings During Periods of Market and Price Volatility -
On February 8, the staff of the SEC’s Division of Corporation Finance (the Staff)...more